SEC Form 4 · accession 0001140361-15-020536
Waterstone Financial, Inc. · WSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Syburg Bartel
Director
Period of report
Feb 3, 2015
Accepted (ET)
May 18, 2015 · 9:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | L | 14 | $12.99 | A | 3,764 | I | By IRA |
| Common Stock | May 5, 2015 | L | 15 | $12.88 | A | 3,779 | I | By IRA |
| Common Stock | May 5, 2015 | L | 5 | $12.88 | A | 1,255 | I | By Trust |
| Common Stock | holding | — | — | — | 28,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.75 | holding | — | — | — | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 100,000 | 100,000 | D |