SEC Form 4 · accession 0001140361-15-010477
Waterstone Financial, Inc. · WSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristine A Rappe
Director
Period of report
Mar 4, 2015
Accepted (ET)
Mar 5, 2015 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2015 | A | 28,000 | $0.00 | A | 41,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.75 | Mar 4, 2015 | A | 100,000 | A | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Represents shares of restricted stock that vest at a rate of 20% per year commencing on March 6, 2015.
- F2Represents stock options that vest at a rate of 20% per year commencing on March 4, 2016.