SEC Form 4 · accession 0001140361-15-010470
Waterstone Financial, Inc. · WSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric J Egenhoefer
Other
Period of report
Mar 4, 2015
Accepted (ET)
Mar 5, 2015 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 32,518 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $12.75 | Mar 4, 2015 | A | 50,000 | A | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 50,000 | 50,000 | D |
| Stock Options | $3.47 | holding | — | — | — | Jan 22, 2014 | Oct 20, 2020 | Common Stock | 54,865 | 54,865 | D |
Explanation of responses
- F1Represents stock options that vest at a rate of 20% per year commencing on March 4, 2016.