SEC Form 4 · accession 0001209191-15-037924
Virtu KCG Holdings LLC · KCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Schuler
Director
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF2,F3 | Apr 29, 2015 | S$0 | 36,500 | — | D | 6,022,078 | I | See Footnote |
| Class A Common Stock, par value $0.01 per shareF4,F3 | Apr 30, 2015 | S$0 | 9,490 | — | D | 6,012,588 | I | See Footnote |
| Restricted Stock Units | holding | — | — | — | 6,957 | D | ||
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 7,221 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transactions executed in accordance with a Rule 10b5-1 trading plan established on February 2, 2015.
- F2Represents the sale of 36,500 shares in multiple transactions at prices ranging from $13.00 to $13.10 per share, resulting in a weighted average sale price per share of $13.07. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
- F3The reported securities are held by Serenity Investments, LLC, a limited liability company organized under the laws of the state of Alaska ("Serenity"). The reporting person and his wife separately hold equity interests in Serenity that together represent a controlling interest in Serenity. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- F4Represents the sale of 9,490 shares in multiple transactions at prices ranging from $12.88 to $13.00 per share, resulting in a weighted average sale price per share of $12.98. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.