SEC Form 4 · accession 0001209191-15-010012
Virtu KCG Holdings LLC · KCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Sohos
Officer — See Remarks
Period of report
Feb 4, 2015
Accepted (ET)
Feb 5, 2015 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Feb 4, 2015 | A | 132,599 | — | A | 429,764 | D | |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 110,262 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. The restricted units vest approximately 33.3% on each of February 4, 2016, February 4, 2017 and February 4, 2018.
Remarks
Global Head of Client Market Making