SEC Form 4 · accession 0001209191-15-010006
Virtu KCG Holdings LLC · KCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A McCarthy
Officer — General Counsel
Period of report
Feb 4, 2015
Accepted (ET)
Feb 5, 2015 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Feb 4, 2015 | A | 40,809 | — | A | 121,292 | D | |
| Class A Common Stock, par value $0.01 per shareF2 | Feb 4, 2015 | S | 80,000 | $12.41 | D | 20,779 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. The restricted units vest approximately 33.3% on each of February 4, 2016, February 4, 2017 and February 4, 2018.
- F2Represents the sale of 80,000 shares in multiple transactions at prices ranging from $12.18 to $12.49 per share, resulting in a weighted average sale price per share of $12.41. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.