SEC Form 4 · accession 0000899243-17-013143
Virtu KCG Holdings LLC · KCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Haldeman
Director
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | May 11, 2017 | A | 16,089 | $19.89 | A | 40,443 | D | |
| Restricted Stock UnitsF2 | May 12, 2017 | M | 24,354 | — | D | 16,089 | D | |
| Class A Common Stock, par value $0.01 per shareF2 | May 12, 2017 | M | 24,354 | — | A | 349,778 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units granted pursuant to the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. Restricted stock units are scheduled to vest on May 11, 2018 or upon earlier retirement and will be settled upon vesting.
- F2Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis.