SEC Form 4 · accession 0000899243-17-003015
Virtu KCG Holdings LLC · KCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A McCarthy
Officer — General Counsel
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Feb 3, 2017 | M | 21,541 | — | D | 99,838 | D | |
| Class A Common Stock, par value $0.01 per shareF1 | Feb 3, 2017 | M | 21,541 | — | A | 51,634 | D | |
| Class A Common Stock, par value $0.01 per share | Feb 3, 2017 | F | 7,955 | $14.24 | D | 43,679 | D | |
| Restricted Stock UnitsF1 | Feb 4, 2017 | M | 13,603 | — | D | 86,235 | D | |
| Class A Common Stock, par value $0.01 per shareF1 | Feb 4, 2017 | M | 13,603 | — | A | 57,282 | D | |
| Class A Common Stock, par value $0.01 per share | Feb 4, 2017 | F | 5,010 | $14.24 | D | 52,272 | D | |
| Restricted Stock UnitsF1 | Feb 5, 2017 | M | 15,042 | — | D | 71,193 | D | |
| Class A Common Stock, par value $0.01 per shareF1 | Feb 5, 2017 | M | 15,042 | — | A | 67,314 | D | |
| Class A Common Stock, par value $0.01 per share | Feb 5, 2017 | F | 5,547 | $14.24 | D | 61,767 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis.