SEC Form 4 · accession 0000899243-17-003007
Virtu KCG Holdings LLC · KCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Allison
Officer — CEO of KCG Europe Limited
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 8:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Feb 3, 2017 | M | 63,455 | — | D | 219,204 | D | |
| Class A Common Stock, par value $0.01 per shareF1 | Feb 3, 2017 | M | 63,455 | — | A | 477,243 | D | |
| Class A Common Stock, par value $0.01 per share | Feb 3, 2017 | F | 29,803 | $14.24 | D | 447,440 | D | |
| Restricted Stock UnitsF1 | Feb 4, 2017 | M | 30,176 | — | D | 189,028 | D | |
| Class A Common Stock, par value $0.01 per shareF1 | Feb 4, 2017 | M | 30,176 | — | A | 477,616 | D | |
| Class A Common Stock, par value $0.01 per share | Feb 4, 2017 | F | 14,173 | $14.24 | D | 463,443 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis.