SEC Form 4 · accession 0000899243-17-002013
Virtu KCG Holdings LLC · KCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L. Blum
Officer — Chief Technology Officer
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Jan 24, 2017 | A | 10,497 | — | A | 72,419 | D | |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 4,118 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units granted pursuant to the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. The restricted stock units are scheduled to vest approximately 33.3% on each of January 24, 2018, 2019, and 2020.