SEC Form 4 · accession 0000899243-16-018409
Virtu KCG Holdings LLC · KCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Coleman
Officer — Chief Executive Officer · Director
Period of report
Apr 21, 2016
Accepted (ET)
Apr 22, 2016 · 8:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569391
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2 | $23.35 | Apr 21, 2016 | A | 2,000,000 | A | — | Apr 21, 2021 | Class A Common Stock | 2,000,000 | 2,000,000 | D |
Explanation of responses
- F1Equity awards awarded by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan.
- F2The reporting person was granted these stock options on April 21, 2016. The options are scheduled to vest approximately 33.3% on each of December 31, 2016, December 31, 2017 and December 31, 2018.