SEC Form 4 · accession 0000899243-16-012754
Virtu KCG Holdings LLC · KCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nick Ogurtsov
Officer — See Remarks
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Feb 3, 2016 | A | 111,844 | — | A | 290,729 | D | |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 61,413 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. The restricted units are scheduled to vest approximately 33.3% on each of February 3, 2017, February 3, 2018 and February 3, 2019.
Remarks
Chief Operating Officer and Chief Risk Officer