SEC Form 4 · accession 0000899243-15-007742

Virtu KCG Holdings LLC · KCG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 4, 2015

Accepted (ET)

Nov 6, 2015 · 5:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001569391

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock, par value $0.01 per share^F2,F3	Nov 4, 2015	S$0	49,725	—	D	1,897,593	I	See Footnote
Class A Common Stock, par value $0.01 per share^F3	Nov 4, 2015	S	1,897,593	$12.89	D	0	I	See Footnote
Restricted Stock Units	holding	—	—		—	5,975	D
Class A Common Stock, par value $0.01 per share	holding	—	—		—	12,079	D

No Table II lines on this filing.

F1Transactions executed in accordance with a Rule 10b5-1 trading plan established by Serenity Investments, LLC, a limited liability company organized under the laws of the state of Alaska ("Serenity"), on June 9, 2015.
F2Represents the sale of 49,725 shares in multiple transactions at prices ranging from $12.90 to $13.11 per share, resulting in a weighted average sale price per share of $12.94. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
F3The reported securities are held by Serenity. The reporting person and his wife separately hold equity interests in Serenity that together represent a controlling interest in Serenity. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
F4Represents the sale of 1,897,593 shares to KCG in a private transaction for a price of $12.89 per share, the closing stock price of KCG Class A Common Stock on November 4, 2015.