SEC Form 3 · accession 0001144204-15-020496
Cell Source, Inc. · CLCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benzion Abraham Friedman
Director · 10% Owner
Period of report
Apr 1, 2015
Accepted (ET)
Apr 1, 2015 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | holding | — | — | — | 4,383,344 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to purchase 50,000 shares of Common StockF1 | $0.75 | holding | — | — | — | Jun 30, 2014 | Jun 30, 2019 | Common Stock | 50,000 | — | I |
Explanation of responses
- F1Mr. Friedman's beneficial ownership includes 4,383,344 shares of Common Stock and warrants to purchase 50,000 shares of Common Stock. All of these securities are beneficially owned directly by his wife, Phyllis Friedman.