SEC Form 4 · accession 0001415889-18-000485

Youngevity International, Inc. · YGYI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 29, 2018

Accepted (ET)

Apr 2, 2018 · 11:53 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001569329

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Mar 29, 2018	A	9,264	—	A	67,393	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Senior Secured Convertible Promissory Notes^F1	—	Mar 29, 2018	C	1,087	D	Aug 18, 2017	Aug 20, 2020	Common Stock	1,087	0	D
Senior Secured Convertible Promissory Notes^F1	—	Mar 29, 2018	C	8,177	D	Aug 18, 2017	Aug 20, 2020	Common Stock	8,177	0	D

F1Pursuant to their terms, the Senior Secured Convertible Promissory Notes (the "Notes") held by the reporting person automatically convert into shares of common stock (the "Common Stock") of Youngevity International, Inc. (the "Company") if prior to the maturity date of the Notes, the Company sold Common Stock, preferred stock or other equity-linked securities with aggregate gross proceeds of no less than $3,000,000 for the purpose of raising capital. On March 29, 2018, the Company closed the offer and sale of over $3,000,000 of Series B Convertible Preferred Stock, which triggered the automatic conversion of the Notes.
F2Reflects shares of Common Stock issued by the Company as a result of the automatic conversion of the Notes.