SEC Form 4 · accession 0001415889-17-001413
Youngevity International, Inc. · YGYI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Sallwasser
Director
Period of report
Aug 18, 2017
Accepted (ET)
Aug 21, 2017 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569329
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Senior Secured Convertible Promissory NotesF1 | $4.60 | Aug 14, 2017 | A | 1,087 | A | Aug 18, 2017 | Aug 17, 2020 | Common Stock | 1,087 | 1,087 | D |
| Series D WarrantsF1 | $5.56 | Aug 14, 2017 | A | 543 | A | Aug 18, 2017 | Aug 17, 2020 | Common Stock | 543 | 543 | D |
Explanation of responses
- F1On August 18, 2017, as part of a series of transactions by Youngevity International, Inc. (the "Company"), the reporting person purchased an 8% Series C Senior Secured Convertible Promissory Note in the principal amount of $5,000 initially convertible into 1,087 shares of common stock and a Series D Warrant to initially purchase 543 shares of common stock.