SEC Form 4 · accession 0001415889-17-001321

Youngevity International, Inc. · YGYI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Director

Period of report

Jul 28, 2017

Accepted (ET)

Aug 3, 2017 · 4:02 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001569329

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
8% Series C Senior Secured Convertible Promissory Note^F1	$7.00	Jul 28, 2017	D	5,357	D	Oct 12, 2015	Oct 12, 2018	Common Stock	5,357	0	D
Senior Secured Convertible Promissory Notes^F1	$4.60	Jul 28, 2017	A	8,177	A	Jul 28, 2017	Jul 28, 2020	Common Stock	8,177	8,177	D
Series D Warrants^F1	$5.56	Jul 28, 2017	A	4,089	A	Jul 28, 2017	Jul 28, 2020	Common Stock	4,089	4,089	D
Series A Warrant^F2	$9.00	Jul 28, 2017	D	2,500	D	Oct 13, 2015	Oct 13, 2020	Common Stock	2,500	0	D
Series D Warrants^F2	$5.56	Jul 28, 2017	A	6,522	A	Jul 28, 2017	Jul 28, 2020	Common Stock	6,522	6,522	D

F1On July 28, 2017, as part of a series of transactions by Youngevity International, Inc. (the "Company"), the reporting person converted 5,357 of his 8% Series C Senior Secured Convertible Promissory Notes in the aggregate amount of $37,615.07 (which included principal of $37,500 and $615.07 of accrued and unpaid interest) into (i) 8,177 new convertible promissory notes and (ii) Series D Warrants to purchase an aggregate 4,089 shares of the Company's common stock (the "Common Stock").
F2On July 28, 2017, the reporting person also exchanged his Series A Warrants dated October 2015 for Series D Warrants to purchase an aggregate of 6,522 shares of Common Stock.