SEC Form 4 · accession 0001415889-16-007140
Youngevity International, Inc. · YGYI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Renton
Director
Period of report
Feb 24, 2014
Accepted (ET)
Sep 15, 2016 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2014 | P | 1,500 | $0.19 | A | 34,850 | D | |
| Common StockF1,F2 | Jul 20, 2015 | M | 1,000 | $0.22 | A | 126,000 | I | See note |
| Common StockF3,F2 | Jul 20, 2015 | M | 31,250 | $0.25 | A | 157,250 | I | See note |
| Common StockF3,F2 | Jul 8, 2016 | M | 31,250 | $0.30 | A | 188,500 | I | See note |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $0.23 | Jan 30, 2015 | A | 3,750 | A | Jan 30, 2015 | Jan 30, 2018 | Common Stock | 3,750 | 3,750 | I |
| Stock OptionsF2 | $0.37 | Apr 30, 2015 | A | 15,000 | A | Apr 30, 2015 | Apr 30, 2018 | Common Stock | 15,000 | 15,000 | I |
| Stock OptionsF2 | $0.22 | Jul 20, 2015 | M | 1,000 | D | May 31, 2012 | May 31, 2022 | Common Stock | 1,000 | 0 | I |
| WarrantF2 | $0.25 | Jul 20, 2015 | M | 31,250 | D | Jul 31, 2012 | Jul 31, 2017 | Common Stock | 31,250 | 0 | I |
| Stock OptionsF2 | $0.31 | Jul 31, 2015 | A | 30,000 | A | Jul 31, 2015 | Jul 31, 2018 | Common Stock | 30,000 | 30,000 | I |
| WarrantF2 | $0.30 | Jul 8, 2016 | M | 31,250 | D | Jul 31, 2012 | Jul 31, 2017 | Common Stock | 31,250 | 0 | I |
Explanation of responses
- F1Mr. Renton acquired these shares through the exercise of options.
- F2Mr. Renton owns these shares through joint ownership with his wife, Roxanna Renton, with whom he shares voting and dispositive control.
- F3Mr. Renton acquired these shares through the exercise of warrants.