SEC Form 4 · accession 0001185185-17-001917
Znergy, Inc. · ZNRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Mikles
Director · Other
Period of report
Jun 25, 2017
Accepted (ET)
Sep 1, 2017 · 9:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001568875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jun 25, 2017 | A | 2,200,000 | $0.075 | A | 7,200,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2 | $0.15 | Jun 25, 2017 | A | 2,200,000 | A | Jun 25, 2017 | Jun 25, 2018 | Common Stock | 2,200,000 | 2,200,000 | D |
Explanation of responses
- F1Represents acquisition of shares under Issuer's offering of shares of its common stock and warrants under an exemption under Regulation D Rule 506(b).
- F2Represents acquisition of warrants under Issuer's offering of shares of its common stock and warrants under an exemption under Regulation D Rule 506(b).