SEC Form 3 · accession 0001185185-17-000693
Znergy, Inc. · ZNRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur E Fillmore
Director · Other
Period of report
Dec 31, 2016
Accepted (ET)
Mar 30, 2017 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001568875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | holding | — | — | — | 3,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.10 | holding | — | — | — | Mar 31, 2017 | Mar 31, 2020 | Common Stock | 2,000,000 | — | I |
Explanation of responses
- F1These shares of common stock were granted to Mr. Fillmore upon his acceptance of the position of director of and General Counsel to the Issuer.
- F2These stock options were issued to Mr. Fillmore's firm, AEGIS Professional Services. These stock options vest in eight equal installments beginning on March 31, 2017 and are exercisable immediately upon vesting.