SEC Form 5 · accession 0001127602-16-040728
PNMAC Holdings, Inc. · PFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Stanley Perotti
Officer — Chief Asset & Liability Mgt Of
Period of report
Dec 31, 2015
Accepted (ET)
Feb 11, 2016 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001568669
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCF1,F2 | — | Aug 26, 2015 | G | 326,506 | D | — | — | Class A Common Stock | 326,506 | 0 | D |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCF1 | — | Aug 26, 2015 | G | 326,506 | A | — | — | Class A Common Stock | 326,506 | 326,506 | I |
Explanation of responses
- F1Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
- F2The Reporting Person transferred 326,506 Class A Units of Private National Mortgage Acceptance Company, LLC to The Perotti Family Trust.