SEC Form 4 · accession 0001127602-15-030859
PNMAC Holdings, Inc. · PFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph F Mazzella
Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 9, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001568669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 9, 2015 | A | 1,358 | $15.50 | A | 23,432 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2015. This transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
- F2The reported amount consists of 9,693 restricted stock units and 13,739 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.