SEC Form 4 · accession 0001127602-15-019621

PNMAC Holdings, Inc. · PFSI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 2, 2015

Accepted (ET)

Jun 3, 2015 · 12:55 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001568669

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Jun 2, 2015	A	4,543	$0.00	A	20,878	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC^F3,F4	—	holding	—	—	—	Nov 5, 2013	—	Class A Common Stock	331,052	331,052	D
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC^F3,F4	—	holding	—	—	—	Nov 5, 2013	—	Class A Common Stock	407,031	407,031	I

F1The Reporting Person was granted 4,543 restricted stock units in connection with his service as a director. The restricted stock units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F2The reported amount consists of 11,525 restricted stock units and 9,353 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F3Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering, and after the expiration of a lock-up agreement.
F4N/A