SEC Form 5 · accession 0001127602-15-012974
PNMAC Holdings, Inc. · PFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emily Ann Youssouf
Director
Period of report
Dec 31, 2014
Accepted (ET)
Mar 31, 2015 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001568669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 14, 2014 | S | 435 | $15.60 | D | 7,674 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common shares of beneficial interest were sold pursuant to a 10b5-1 plan in order to pay estimated tax obligations resulting from the vesting of 872 restricted share units on November 11, 2014.
- F2The reported amount consists of 7,237 restricted stock units and 437 common shares of beneficial interest. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.