SEC Form 4 · accession 0001140361-17-046557
Voltari Corp · VLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl C Icahn
10% Owner
Period of report
Dec 18, 2017
Accepted (ET)
Dec 18, 2017 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001568319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 13% Redeemable Series J Non-Convertible Preferred StockF1,F2,F3,F4 | Dec 18, 2017 | P | 1,257 | $27.63 | A | 1,147,388 | I | Please see footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1High River Limited Partnership ("High River") is the direct beneficial owner of 170,252 of these shares of Series J Preferred Stock. Koala Holding LP ("Koala") is the direct beneficial owner of 977,136 of these shares of Series J Preferred Stock.
- F2Hopper Investments, LLC ("Hopper"), by virtue of owning 100% of the general partnership interests of High River, may be deemed to beneficially own the securities as to which High River possesses direct beneficial ownership. Hopper disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Barberry Corp. ("Barberry"), by virtue of being the sole member of Hopper, may be deemed to beneficially own the securities, as to which Hopper possesses indirect beneficial ownership.
- F3Barberry disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Mr. Carl C. Icahn, by virtue of owning 100% of the equity interests of Barberry, may be deemed to beneficially own the securities, as to which Barberry possesses indirect beneficial ownership. Mr. Carl C. Icahn disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- F4Koala Holding GP Corp. ("Koala GP"), by virtue of owning 100% of the general partnership interests of Koala, may be deemed to beneficially own the securities as to which Koala possesses direct beneficial ownership. Koala GP disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Barberry, by virtue of owning 100% of the equity interests of Koala GP, may be deemed to beneficially own the securities, as to which Koala GP possesses indirect beneficial ownership.