SEC Form 4 · accession 0000950138-17-000020
Keenova Therapeutics plc
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald K. Lloyd
Officer — Exec. VP & Pres, Hospital
Period of report
Jan 2, 2017
Accepted (ET)
Jan 4, 2017 · 9:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001567892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Jan 3, 2017 | A | 8,460 | $0.00 | A | 11,518 | D | |
| Ordinary SharesF3 | Jan 3, 2017 | A | 1,125 | $0.00 | A | 12,643 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Share Options (Right to Buy)F4 | $51.73 | Jan 3, 2017 | A | 47,525 | A | Jan 3, 2018 | Jan 3, 2027 | Ordinary Shares | 47,525 | 47,525 | D |
| Employee Share Options (Right to Buy)F5 | $51.73 | Jan 3, 2017 | A | 33,260 | A | Jan 3, 2021 | Jan 3, 2027 | Ordinary Shares | 33,260 | 33,260 | D |
Explanation of responses
- F1Represents restricted stock units that vest in four equal annual installments beginning January 3, 2018.
- F2Includes 303 shares acquired between April 6, 2016 and September 30, 2016 under the Mallinckrodt employee stock purchase plan.
- F3Represents restricted stock units that vest in three equal annual installments beginning January 3, 2018.
- F4The options vest in four equal annual installments beginning January 3, 2018.
- F5The options vest in their entirety on January 3, 2021.