SEC Form 4 · accession 0001179110-19-003277
Clearway Energy, Inc. · CWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin P. Malcarney
Officer — SVP, Gen Counsel and Corp Secr
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001567683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common Stock, par value $.01 per shareF1,F2 | Mar 1, 2019 | A | 434 | — | A | 31,996 | D | |
| Class C Common Stock, par value $.01 per shareF3 | Mar 4, 2019 | P | 10,250 | $14.58 | A | 42,246 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalent rights accrued on the Reporting Person's Restricted Stock Units ("RSUs") and Relative Performance Stock Units ("RPSUs"), which becomeexercisable proportionately with the RSUs and RPSUs to which they relate and may only be settled in Class C Common Stock of Clearway Energy, Inc. as determined by the RSU orRPSU to which they relate.
- F2Includes 1,190 dividend equivalent rights that may only be settled in Class C Common Stock.
- F3This transaction was executed in multiple trades at prices ranging from $14.555 to $14.650. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.