SEC Form 4/A · accession 0001179110-19-001507
Clearway Energy, Inc. · CWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ferrell P McClean
Director
Period of report
Dec 3, 2018
Accepted (ET)
Feb 7, 2019 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001567683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.01 per shareF1,F2 | Dec 3, 2018 | A | 214 | — | A | 14,941 | D | |
| Class C Common Stock, par value $.01 per shareF1,F3,F4 | Dec 3, 2018 | A | 514 | — | A | 57,897 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalent rights accrued on the Reporting Person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of Clearway Energy, Inc. as determined by the Deferred Stock Units to which they relate.
- F2Includes 2,848 dividend equivalent rights that may only be settled in Class A Common Stock. There has been a de minimus adjustment of 6 shares to the number of dividend equivalent rights as a result of rounding fractional shares.
- F3Includes 3,944 dividend equivalent rights that may only be settled in Class C Common Stock. There has been a de minimus adjustment of 5 shares to the total number of dividend equivalent rights as a result of rounding fractional shares.
- F4Amended to correct a typographical error in the number of securities beneficially owned.