SEC Form 4 · accession 0001179110-16-031385
Clearway Energy, Inc. · CWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad Plotkin
Officer — SVP and CFO
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001567683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common Stock, par value $.01 per shareF1,F2 | Nov 7, 2016 | A | 16,903 | — | A | 17,112 | D | |
| Class A Common Stock, par value $.01 per shareF3 | Nov 8, 2016 | P | 1,280 | $15.6286 | A | 2,747 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Restricted Stock Units issued to Mr. Plotkin under NRG Yield, Inc.'s Equity Incentive Plan.
- F2Each Restricted Stock Unit is equivalent in value to one share of Class C Common Stock of NRG Yield, Inc., par value $.01. Mr. Plotkin will receive from NRG Yield, Inc. one such share of Class C Common Stock as follows: (1) 7099 shares on January 4, 2017, (2) 5578 shares on January 4, 2018, and (3) 4226 shares on January 4, 2019.
- F3This transaction was executed in multiple trades at prices ranging from $15.6105 to $15.6456. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.