SEC Form 4 · accession 0001179110-15-015692
Clearway Energy, Inc. · CWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ferrell P McClean
Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001567683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.01 per shareF1,F2 | Dec 1, 2015 | A | 155 | — | A | 12,818 | D | |
| Class C Common Stock, par value $.01 per shareF1,F3 | Dec 1, 2015 | A | 240 | — | A | 18,923 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalent rights accrued on the reporting person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in the Class A or Class C Common Stock of NRG Yield, Inc. as determined by the Deferred Stock Unit to which they relate.
- F2The number of derivative securities reported in column 5 includes in the aggregate 726 dividend equivalent rights that may only be settled in Class A Common Stock, of which there has been a de minimus adjustment of 2 dividend equivalent rights as a result of rounding of fractional shares
- F3The number of derivative securities reported in column 5 includes in the aggregate 929 dividend equivalent rights that may only be settled in Class C Common Stock, of which there has been a de minimus adjustment of 2 dividend equivalent rights as a result of rounding of fractional shares