SEC Form 4/A · accession 0001104659-15-043474
Clearway Energy, Inc. · CWEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brian R. Ford
Director
Period of report
May 14, 2015
Accepted (ET)
Jun 4, 2015 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001567683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common Stock, par value $.01 per shareF1 | May 14, 2015 | J | 5,729 | — | A | 5,729 | D | |
| Class C Common Stock, par value $.01 per shareF2,F3 | Jun 1, 2015 | A | 2,951 | — | A | 8,680 | D | |
| Class C Common Stock, par value $.01 per shareF4,F5 | Jun 1, 2015 | A | 56 | — | A | 8,736 | D | |
| Class A Common Stock, par value $.01 per shareF4,F6 | Jun 1, 2015 | A | 36 | — | A | 5,765 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class C Common Stock were acquired through a stock split pursuant to the recapitalization of the Issuer on May 14, 2015, whereby each issued and outstanding share of Class A Common Stock was split into one share of Class A Common Stock and one share of Class C Common Stock.
- F2Represents 2,951 Deferred Stock Units issued to the reporting person by NRG Yield, Inc. under NRG Yield, Inc.'s Amended and Restated Equity Incentive Plan.
- F3Each Deferred Stock Unit is equivalent in value to one share of NRG Yield, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from NRG Yield, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he/she owns upon termination of his/her service on NRG Yield, Inc.'s Board of Directors. The dividend equivalent rights accrued on the reporting person's Deferred Stock Units which they have received. Each dividend equivalent right is the economic equivalent of one share of the Class C Common Stock of NRG Yield, Inc.
- F4Represents dividend equivalent rights accrued on the reporting person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of NRG Yield, Inc. as determined by the Deferred Stock Unit to which they relate.
- F5Includes 239 dividend equivalent rights that may only be settled in Class C Common Stock.
- F6Includes 219 dividend equivalent rights that may only be settled in Class A Common Stock.