SEC Form 4 · accession 0001209191-18-058348
Intra-Cellular Therapies, Inc. · ITCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel S Marcus
Director
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001567514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2018 | S | 25,000 | $18.24 | D | 85,742 | I | Held by the Joel S. Marcus and Barbara A. Marcus Family Trust |
| Common Stock | Nov 12, 2018 | S | 7,000 | $17.94 | D | 78,742 | I | Held by the Joel S. Marcus and Barbara A. Marcus Family Trust |
| Common Stock | holding | — | — | — | 21,671 | D | ||
| Common StockF2 | holding | — | — | — | 47,425 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 1,143,731 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.0280 to $18.4750, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2Consists of shares of common stock held by Alexandria Real Estate Equities, Inc. of which Mr. Marcus is the Executive Chairman & Founder. As an officer of Alexandria Real Estate Equities, Inc., Mr. Marcus may be deemed to have voting and investment power with respect to the shares owned by Alexandria Real Estate Equities, Inc. Mr. Marcus disclaims beneficial ownership of the shares held by Alexandria Real Estate Equities, Inc., except to the extent of his underlying pecuniary interest therein.
- F3Consists of shares of common stock held by Alexandria Equities, LLC. Mr. Marcus is the Executive Chairman & Founder of Alexandria Real Estate Equities, Inc., which is the managing member of Alexandria Equities, LLC, which has full voting and investment power with respect to the shares owned by Alexandria Equities, LLC. As an officer of Alexandria Real Estate Equities, Inc., Mr. Marcus may be deemed to have voting and investment power with respect to the shares owned by Alexandria Equities, LLC. Mr. Marcus disclaims beneficial ownership of the shares held by Alexandria Equities, LLC, except to the extent of his underlying pecuniary interest therein.