SEC Form 4/A · accession 0001209191-18-001226
Intra-Cellular Therapies, Inc. · ITCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rory B Riggs
Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001567514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2017 | A | 1,001 | $14.48 | A | 36,608 | D | |
| Common StockF1 | holding | — | — | — | 226,670 | I | Held by New Ventures I, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Riggs is Managing Member of New Ventures I, LLC and may be deemed to beneficially own the securities held by New Ventures I, LLC. Mr. Riggs disclaims beneficial ownership of the securities held by New Ventures I, LLC except to the extent of his pecuniary interest therein.
Remarks
This amendment to Form 4 is filed solely to reflect that the correct Transaction Code for the reported transaction is "A".