SEC Form 4 · accession 0001181431-15-007226
Intra-Cellular Therapies, Inc. · ITCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence P. Wennogle
Officer — Vice President, Drug Discovery
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001567514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | M | 12,500 | $0.60 | A | 116,500 | D | |
| Common Stock | May 19, 2015 | M | 12,500 | $1.36 | A | 129,000 | D | |
| Common Stock | May 19, 2015 | M | 12,500 | $1.50 | A | 141,500 | D | |
| Common Stock | May 19, 2015 | M | 10,000 | $1.50 | A | 151,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.60 | May 19, 2015 | M | 12,500 | D | — | Dec 14, 2015 | Common Stock | 12,500 | 0 | D |
| Stock Option (right to buy)F1 | $1.36 | May 19, 2015 | M | 12,500 | D | — | Dec 5, 2016 | Common Stock | 12,500 | 0 | D |
| Stock Option (right to buy)F1 | $1.50 | May 19, 2015 | M | 12,500 | D | — | Dec 12, 2017 | Common Stock | 12,500 | 0 | D |
| Stock Option (right to buy)F1 | $1.50 | May 19, 2015 | M | 10,000 | D | — | Dec 18, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1All shares underyling this option have vested.