SEC Form 4 · accession 0001140361-18-014764
HEMISPHERE MEDIA GROUP, INC. · HMTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Mar 12, 2018
Accepted (ET)
Mar 23, 2018 · 1:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001567345
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | $0.00 | Mar 12, 2018 | J | 2,996,999 | D | — | — | Class A Common Stock | 2,996,999 | 0 | I |
| Warrants (Rights to purchase)F1 | $12.00 | Mar 12, 2018 | J | 211,046 | D | Apr 4, 2013 | Apr 4, 2018 | Class A Common Stock | 211,046 | 0 | I |
Explanation of responses
- F1The Reporting Person is a trust organized under the laws of the Mexico. The Reporting Person has transferred its 98.06% interest in Grupo MVS, S.A. de C.V. ("Grupo MVS"), which is the controlling entity of UTRERA, S.A.P.I. de C.V. (formerly Grupo Frecuencia Modulada Television, S.A. de C.V.) ("Utrera") to another trust for no consideration. Utrera is the controlling entity of Cinema Aeropuerto, S.A. de C.V. ("Cinema Aeropuerto"), which directly holds the securities reported on this form.
- F2In accordance with the terms of the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B common stock, par value $0.0001 per share, is convertible in whole or in part at any time at the holder's election into an equal number of fully paid and non-assessable shares of Class A common stock, and has no expiration date.