SEC Form 4 · accession 0000950142-16-004794
HEMISPHERE MEDIA GROUP, INC. · HMTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Marvin McNamara
Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 17, 2016 · 9:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001567345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Nov 16, 2016 | A | 25,000 | $0.00 | A | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F2,F4,F3 | $11.95 | Nov 16, 2016 | A | 100,000 | A | — | Nov 16, 2026 | CLASS A COMMON STOCK | 100,000 | 350,000 | D |
Explanation of responses
- F1Represents restricted shares of Hemisphere Media Group, Inc.'s (the "Company") Class A common stock, par value $0.0001 per share ("Class A common stock"), granted pursuant to the Hemisphere Media Group, Inc. Amended and Restated 2013 Equity Incentive Plan (the "Equity Plan"). The restricted stock will vest, subject to certain exceptions, in equal annual installments on each of the first three (3) anniversaries of April 9, 2016 (the "Effective Date").
- F2Represents options to purchase shares of the Company's Class A common stock granted pursuant to the Equity Plan.
- F3The employee stock options will vest, subject to certain exceptions, in equal annual installments on each of the first three (3) anniversaries of the Effective Date.
- F4Includes options to purchase 250,000 shares of the Company's Class A common stock exercisable within 60 days of November 16, 2016.