SEC Form 4 · accession 0001209191-16-123781
Diamond Resorts International, Inc. · DRII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Daley
Director
Period of report
May 24, 2016
Accepted (ET)
May 26, 2016 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001566897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 24, 2016 | A | 3,618 | $22.11 | A | 42,150 | D | |
| Common StockF3 | holding | — | — | — | 2,500 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock issued in lieu of annual board and board committee retainer fees, the delivery to the reporting person of which has been deferred until the earlier of the 90th day following the date he ceases to be a Director and the date of a change in control (as defined).
- F2Includes 3,090 unvested shares of restricted stock and 11,471 restricted stock units previously granted to the reporting person.
- F3Directly by RICHARD M DALEY SELF DEC TRUST ("RMD") and indirectly by Richard M. Daley as the trustee of RMD. Mr. Daley disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.