SEC Form 4 · accession 0001140361-15-021405
Diamond Resorts International, Inc. · DRII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zachary D Warren
Director
Period of report
May 19, 2015
Accepted (ET)
May 21, 2015 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001566897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1 | May 19, 2015 | A | 2,294 | $32.69 | A | 20,836 | D | |
| Common Stock, $0.01 par value per shareF2 | May 19, 2015 | A | 11,471 | $0.00 | A | 32,307 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of Common Stock were issued to the reporting person pursuant to the Diamond Resorts International, Inc. 2015 Equity Incentive Compensation Plan in lieu of a $75,000 retainer.
- F2These shares of Common Stock represent restricted stock units, each one of which represents a contingent right to receive one share of Common Stock. The restricted stock units vest in equal 1/12 installments on each of the first 12 quarterly anniversaries of the grant date of May 19, 2015.
Remarks
Exhibit List: The power of attorney filed as Exhibit 24.1 to the Form 3 filed by the reporting person on July 18, 2013 is incorporated herein by reference.