SEC Form 4 · accession 0000899243-16-028434
Diamond Resorts International, Inc. · DRII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Wolf
Director
Period of report
Sep 2, 2016
Accepted (ET)
Sep 2, 2016 · 1:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001566897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2016 | U | 33,282 | $30.25 | D | 19,587 | D | |
| Common StockF1,F2,F3 | Sep 2, 2016 | D | 19,587 | $30.25 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes an aggregate of 6,812 shares of common stock of Diamond Resorts International, Inc. (the "Company") that were each converted, at the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of June 29, 2016, by and among Dakota Parent, Inc., Dakota Merger Sub, Inc., and the Company (the "Effective Time"), into the right to receive an amount in cash equal to the $30.25 consideration payable in the merger for each share of the Company's common stock (the "merger consideration"), without interest and less any applicable withholding tax.
- F2Includes an aggregate of 1,304 shares of restricted stock of the Company that were each converted, promptly after the Effective Time, into the right to receive an amount in cash equal to the merger consideration, without interest and less any applicable withholding tax.
- F3Includes an aggregate of 11,471 restricted stock units of the Company that were each canceled at the Effective Time and converted into the right to receive an amount in cash equal to the merger consideration, without interest and less any applicable withholding tax promptly after the Effective Time.