SEC Form 4 · accession 0000899243-16-025062
Diamond Resorts International, Inc. · DRII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
1818 Partners, LLC
Other
Period of report
Jul 11, 2016
Accepted (ET)
Jul 13, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001566897
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option (right to buy)F1 | $12.56 | Jul 11, 2016 | J | 4,535,426 | D | — | Jul 21, 2016 | Common Stock | 4,535,426 | 0 | D |
| Call Option (right to buy)F3 | $12.56 | Jul 11, 2016 | J | 431,875 | D | — | Jul 21, 2016 | Common Stock | 431,875 | 0 | D |
Explanation of responses
- F1Represents a fully exercisable call option, dated as of July 21, 2011, to purchase shares of Common Stock from DRP Holdco, LLC.
- F2Pro rata distribution by the reporting person to the members of the reporting person. Such distribution did not effect any change in the pecuniary interests in the call options of any of the persons who have reported an indirect interest therein.
- F3Represents a fully exercisable call option, dated as of July 21, 2011, to purchase shares of Common Stock from third parties.