SEC Form 4/A · accession 0001493152-18-014108
TON Strategy Co · TONX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rory J. Cutaia
Officer — CEO · Director · 10% Owner
Period of report
Sep 30, 2018
Accepted (ET)
Oct 4, 2018 · 7:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001566610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2018 | A | 7,359,489 | $0.07 | A | 35,359,013 | D | |
| Common StockF2 | Sep 30, 2018 | A | 2,023,168 | $0.07 | A | 37,382,181 | D | |
| Common StockF3 | Sep 30, 2018 | A | 830,723 | $0.15 | A | 38,212,904 | D | |
| Common StockF4 | Sep 30, 2018 | A | 5,352,357 | $0.07 | A | 43,565,261 | D | |
| Common StockF5 | Sep 30, 2018 | A | 1,471,397 | $0.07 | A | 45,036,658 | D | |
| Common StockF6 | Sep 30, 2018 | A | 2,700,000 | $0.07 | A | 47,736,658 | D | |
| Common StockF7 | Sep 30, 2018 | A | 1,741,071 | $0.07 | A | 49,477,729 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person exercised a Common Stock Purchase Warrant on a cashless basis for the above-referenced shares of restricted common stock.
- F2The Reporting Person exercised a Common Stock Purchase Warrant on a cashless basis for the above-referenced shares of restricted common stock.
- F3The Reporting Person exercised a Common Stock Purchase Warrant on a cashless basis for the above-referenced shares of restricted common stock.
- F4The Reporting Person exercised a Convertible Promissory Note, in part, for the above-referenced shares of restricted common stock.
- F5The Reporting Person converted a Convertible Promissory Note, in part, for the above-referenced shares of restricted common stock.
- F6The Reporting Person converted a Convertible Promissory Note, in whole, for the above-referenced shares of restricted common stock.
- F7The Reporting Person converted a Convertible Promissory Note, in whole, for the above-referenced shares of restricted common stock.