SEC Form 4 · accession 0001140361-15-028464
TON Strategy Co · TONX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Geiskopf
Director
Period of report
Jul 20, 2015
Accepted (ET)
Jul 23, 2015 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001566610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF3 | Jul 20, 2015 | A | 500,000 | $1.30 | A | 834,000 | D | |
| Common Shares | holding | — | — | — | 334,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.50 | holding | — | — | — | Nov 12, 2014 | Nov 12, 2019 | Common | 300,000 | 300,000 | D |
| Stock OptionsF2 | $0.50 | holding | — | — | — | Nov 12, 2015 | Nov 12, 2019 | Common | 300,000 | 600,000 | D |
Explanation of responses
- F1These options vest immediately.
- F21/3 of these options vest on November 12, 2015 then 1/3 annually thereafter.
- F3These shares are restricted stock and vest 18 months after date of grant.