SEC Form 4 · accession 0000899243-16-034116
NantHealth, Inc. · NH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Mark Burnett
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001566469
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $14.00 | Nov 21, 2016 | A | 500,000 | A | — | Nov 21, 2026 | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1Subject to the reporting person continuing to be a Service Provider (as defined in the 2016 Equity Incentive Plan) through each vesting date, twenty-five percent (25%) of the shares subject to the option shall vest on each annual anniversary of the vesting commencement date (May 24, 2016), such that 100% of the shares subject to the option shall be vested on May 24, 2020.