SEC Form 4 · accession 0001209191-18-003922
Spring Bank Pharmaceuticals, Inc. · SBPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Radhakrishnan P. Iyer
Officer — Chief Scientific Officer · Director
Period of report
Jan 16, 2018
Accepted (ET)
Jan 17, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001566373
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $12.10 | Jan 16, 2018 | A | 40,000 | A | — | Jan 16, 2028 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1This option was granted on January 16, 2018, with 25% of the shares subject to the option vesting on January 16, 2019 and the remaining 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter.