SEC Form 4 · accession 0001144204-18-040243
Yarrow Bioscience, Inc. · YARW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
David J Collier
10% Owner
Presidio Partners 2007, L.P.
10% Owner
James F Watson
10% Owner
Presidio Partners 2007 GP, L.P.
10% Owner
Faysal A. Sohail
10% Owner
Period of report
Mar 2, 2018
Accepted (ET)
Jul 26, 2018 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001566044
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 2, 2018 | J | 152,062 | $0.00 | A | 152,062 | I | By David J. Collier |
| Common StockF3 | holding | — | — | — | 2,395,068 | I | By Presidio Partners 2007, L.P. | |
| Common StockF4 | holding | — | — | — | 61,410 | I | By Presidio Partners 2007 (Parallel), L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rata distribution from Velocity Pharmaceutical Development, LLC, of which the reporting person is a non-managing member.
- F2Securities directly held by David J. Collier, M.D., a general partner of Presidio GP (as defined below), which is the sole general partner of Presidio Partners (as defined below).
- F3Securities directly held by Presidio Partners 2007, L.P. ("Presidio Partners"). Presidio Partners 2007 GP, L.P. ("Presidio GP") is the sole general partner of Presidio Partners. David Collier, M.D., James Watson and Faysal Sohail are the general partners of Presidio GP, and may be deemed to have voting control and investment power over the securities held by Presidio Partners, but disclaim beneficial ownership of the securities held by Presidio Partners, except to the extent of their pecuniary interest therein.
- F4Securities directly held by Presidio Partners 2007 (Parallel), L.P. ("Presidio Parallel"). Presidio GP is the sole general partner of Presidio Parallel. David Collier, M.D., James Watson and Faysal Sohail are the general partners of Presidio Parallel, and may be deemed to have voting control and investment power over the securities held by Presidio Parallel, but disclaim beneficial ownership of the securities held by Presidio Parallel, except to the extent of their pecuniary interest therein.