SEC Form 4 · accession 0001565337-16-000158
Textura Corp · TXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Patterson
Director · 10% Owner
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 1:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001565337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 4, 2016 | M | 2,530 | — | A | 10,722 | D | |
| Common StockF3,F4 | holding | — | — | — | 924,537 | I | See footnotes | |
| Common StockF4,F5 | holding | — | — | — | 2,711,413 | I | See footnotes | |
| Common StockF4,F6 | holding | — | — | — | 633,146 | I | See footnotes | |
| Common StockF4,F7 | holding | — | — | — | 147,202 | I | See footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F8 | — | May 4, 2016 | M | 2,530 | D | — | — | Common Stock | 2,530 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock.
- F2In his capacity as a director of the Issuer, the Reporting Person was granted restricted stock units and stock options by the Issuer. Pursuant to an agreement between the Reporting Person and Northwater Capital Management Inc., a corporation formed under the laws of the Province of Ontario ("NCMI"), the Reporting Person received such restricted stock units and stock options as nominee for NCMI. NCMI is entitled under the agreement to all economic benefits of such restricted stock units and stock options. The Reporting Person disclaims beneficial ownership of such restricted stock units and stock options, and of any shares of common stock received in respect thereof, except to the extent of any indirect pecuniary interest the Reporting Person may have therein resulting from the Reporting Person's ownership interest in Northwater Capital Inc., a corporation formed under the laws of the Province of Ontario ("NCI"), and NCI's ownership interest in NCMI.
- F3See Exhibit 99.1, Note 4.
- F4See Exhibit 99.1; Note 5.
- F5See Exhibit 99.1; Note 2.
- F6See Exhibit 99.1; Note 3.
- F7See Exhibit 99.1; Note 1.
- F8On May 4, 2015, the reporting person was granted 2,530 restricted stock units, cliff vesting on May 4, 2016.