SEC Form 4 · accession 0001565337-15-000060
Textura Corp · TXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Patterson
Director · 10% Owner
Period of report
Jun 7, 2015
Accepted (ET)
Jun 10, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001565337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6,F7 | Jun 7, 2015 | M | 3,525 | — | A | 8,192 | D | |
| Common StockF1,F2 | holding | — | — | — | 147,202 | I | See footnotes | |
| Common StockF1,F3 | holding | — | — | — | 2,711,413 | I | See footnotes | |
| Common StockF1,F4 | holding | — | — | — | 633,146 | I | See footnotes | |
| Common StockF1,F5 | holding | — | — | — | 924,537 | I | See footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF9,F7,F6,F8 | — | Jun 7, 2015 | M | 3,525 | D | — | — | Common Stock | 3,525 | 2,530 | D |
Explanation of responses
- F1See Exhibit 99.1; Note 5.
- F2See Exhibit 99.1; Note 1.
- F3See Exhibit 99.1; Note 2.
- F4See Exhibit 99.1; Note 3.
- F5See Exhibit 99.1, Note 4.
- F6Each restricted stock unit represents a contingent right to receive one share of common stock.
- F7In his capacity as a director of the Issuer, the Reporting Person was granted restricted stock units and stock options by the Issuer. Pursuant to an agreement between the Reporting Person and Northwater Capital Management Inc., a corporation formed under the laws of the Province of Ontario ("NCMI"), the Reporting Person received such restricted stock units and stock options as nominee for NCMI. NCMI is entitled under the agreement to all economic benefits of such restricted stock units and stock options. The Reporting Person disclaims beneficial ownership of such restricted stock units and stock options, and of any shares of common stock received in respect thereof, except to the extent of any indirect pecuniary interest the Reporting Person may have therein resulting from the Reporting Person's ownership interest in Northwater Capital Inc., a corporation formed under the laws of the Province of Ontario ("NCI"), and NCI's ownership interest in NCMI.
- F8On June 7, 2014, the reporting person was granted 3,525 restricted stock units, cliff vesting on June 7, 2015.
- F9Total includes restricted stock units that were previously reported and which are subject to different vesting schedules.
Remarks
EXHIBIT LIST: EX-99 Ex 99.1 David G. Patterson Miscellaneous Exhibits