SEC Form 4 · accession 0001140361-16-069142
Textura Corp · TXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 per shareF1,F2 | Jun 6, 2016 | X | 13,018 | $16.26 | A | 160,220 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F2 | Jun 6, 2016 | S | 8,144 | $25.99 | D | 152,076 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F3 | Jun 6, 2016 | X | 177,814 | $15.00 | A | 1,102,351 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F3 | Jun 6, 2016 | S | 102,624 | $25.99 | D | 999,727 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F3 | Jun 6, 2016 | X | 28,558 | $15.00 | A | 1,028,285 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F3 | Jun 6, 2016 | S | 16,482 | $25.99 | D | 1,011,803 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F3 | Jun 6, 2016 | X | 25,600 | $13.92 | A | 1,037,403 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F3 | Jun 6, 2016 | S | 13,711 | $25.99 | D | 1,023,692 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F4 | Jun 6, 2016 | X | 53,657 | $16.26 | A | 686,803 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F4 | Jun 6, 2016 | S | 33,569 | $25.99 | D | 653,234 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F4 | Jun 6, 2016 | X | 34,969 | $16.26 | A | 688,203 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F4 | Jun 6, 2016 | S | 21,877 | $25.99 | D | 666,326 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F4 | Jun 6, 2016 | X | 81,642 | $13.25 | A | 747,968 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F4 | Jun 6, 2016 | S | 41,622 | $25.99 | D | 706,346 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F4 | Jun 6, 2016 | X | 44,454 | $15.00 | A | 750,800 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F4 | Jun 6, 2016 | S | 25,656 | $25.99 | D | 725,144 | I | See Footnotes |
| Common Stock, Par Value $0.001 per shareF1,F13 | holding | — | — | — | 2,711,413 | I | See Footnotes | |
| Common Stock, Par Value $0.001 per share | holding | — | — | — | 8,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to acquire Common StockF1,F2 | $16.26 | Jun 6, 2016 | X | 13,018 | D | Sep 9, 2009 | Sep 9, 2019 | Common Stock | 13,018 | 0 | I |
| Warrants to acquire Common StockF1,F3 | $15.00 | Jun 6, 2016 | X | 177,814 | D | Oct 3, 2011 | Sep 15, 2021 | Common Stock | 177,814 | 0 | I |
| Warrants to acquire Common StockF1,F3 | $15.00 | Jun 6, 2016 | X | 28,558 | D | Dec 5, 2011 | Sep 15, 2021 | Common Stock | 28,558 | 0 | I |
| Warrants to acquire Common StockF1,F3 | $13.92 | Jun 6, 2016 | X | 25,600 | D | Jun 10, 2013 | Jan 21, 2018 | Common Stock | 25,600 | 0 | I |
| Warrants to acquire Common StockF1,F4 | $16.26 | Jun 6, 2016 | X | 53,657 | D | Apr 15, 2009 | Apr 15, 2019 | Common Stock | 53,657 | 0 | I |
| Warrants to acquire Common StockF1,F4 | $16.26 | Jun 6, 2016 | X | 34,969 | D | Aug 12, 2009 | Aug 12, 2019 | Common Stock | 34,969 | 0 | I |
| Warrants to acquire Common StockF1,F4 | $13.25 | Jun 6, 2016 | X | 81,642 | D | Jul 23, 2010 | Jul 23, 2020 | Common Stock | 81,642 | 0 | I |
| Warrants to acquire Common StockF1,F4 | $15.00 | Jun 6, 2016 | X | 44,454 | D | Oct 3, 2011 | Sep 15, 2021 | Common Stock | 44,454 | 0 | I |
Explanation of responses
- F1See Exhibit 99.1; Note 1.
- F10See Exhibit 99.1; Note 10.
- F11See Exhibit 99.1; Note 11.
- F12See Exhibit 99.1; Note 12.
- F13See Exhibit 99.1; Note 13.
- F2See Exhibit 99.1; Note 2.
- F3See Exhibit 99.1; Note 3.
- F4See Exhibit 99.1; Note 4.
- F5See Exhibit 99.1; Note 5.
- F6See Exhibit 99.1; Note 6.
- F7See Exhibit 99.1; Note 7.
- F8See Exhibit 99.1; Note 8.
- F9See Exhibit 99.1; Note 9.
Remarks
***David G. Patterson, Chief Executive Officer and Chairman of Northwater Capital Management Inc., a corporation formed under the laws of the Province of Ontario ("NCMI"), and Chief Executive Officer and Chairman of Northwater Capital, Inc., a corporation formed under the laws of the Province of Ontario ("NCI"), serves on the board of directors of the Issuer as a representative of NCI, NCMI and certain of their affiliates. NCI and NCMI are each a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information and Signature