SEC Form 4 · accession 0001144204-16-123072
xG TECHNOLOGY, INC. · XGTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger G Branton
Officer — Chief Financial Officer
Period of report
Aug 26, 2016
Accepted (ET)
Sep 7, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001565228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 26, 2016 | A | 19,832 | $0.41 | A | 72,839 | D | |
| Common StockF2 | Aug 26, 2016 | A | 29,436 | $0.41 | A | 102,275 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities were issued to Mr. Branton pursuant to the 2015 Employee Incentive Plan of xG Technology, Inc.
- F2The securities were issued to Mr. Branton pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc.