SEC Form 4 · accession 0001209191-16-135231
Gulf Coast Ultra Deep Royalty Trust · GULTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mount Kellett Capital Management LP
10% Owner
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001565146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Royalty Trust UnitsF1,F2 | Aug 1, 2016 | S | 20,000 | $0.076 | D | 28,927,743 | I | See Footnotes |
| Royalty Trust UnitsF1,F2 | Aug 1, 2016 | S | 20,000 | $0.075 | D | 28,907,743 | I | See Footnotes |
| Royalty Trust UnitsF1,F2 | Aug 1, 2016 | S | 10,000 | $0.074 | D | 28,897,743 | I | See Footnotes |
| Royalty Trust UnitsF1,F2 | Aug 1, 2016 | S | 30,000 | $0.071 | D | 28,867,743 | I | See Footnotes |
| Royalty Trust UnitsF1,F2 | Aug 1, 2016 | S | 100,000 | $0.073 | D | 28,767,743 | I | See Footnotes |
| Royalty Trust UnitsF1,F2 | Aug 1, 2016 | S | 20,000 | $0.072 | D | 28,747,743 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The royalty trust units (the "Royalty Trust Units") of Gulf Coast Ultra Deep Royalty Trust, a Delaware statutory trust, are held by certain funds and managed accounts affiliated with Mount Kellett Capital Management LP, a Delaware limited partnership (the "Reporting Person").
- F2The Reporting Person's interest in the Royalty Trust Units reported herein is limited to its pecuniary interest, if any, in such Royalty Trust Units.